Audit Supervisor Job at Ron Sunshine Associates LLC, New York, NY

dVVsVFNTWEFUS1g3a3F0cWxvQ3JCdk5rK0E9PQ==
  • Ron Sunshine Associates LLC
  • New York, NY

Job Description

Audit Supervisor - Global Corporate and Investment Banking-  Hybrid REMOTE 

3 days on site, 2 days remote

New York ,  NY ,  US

$100,000 – $140,000 / yr

Job Description:
This job is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severity ratings, and establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, business, and technical expertise, and supporting team members with development.

This role is for the Global Corporate and Investment Banking audit team. We cover audits for businesses such as equity capital markets, debt capital markets, investment banking, corporate banking coverage and leasing. The team is also responsible for credit risk management and global payment services audits in EMEA.

The candidate will be working with the team based in EMEA and APAC and most of our audits are global. An Audit Supervisor is expected to work with the assigned area independently and may lead small audits.

Responsibilities:

  • Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high quality manner
  • Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
  • Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings
  • Provides input on draft audit reports and shares audit results with business leaders
  • Supports the development of peers and teams through on-the-job-training and fosters an inclusive work environment
  • Establishes business partner relationships, primarily with line management, to develop business knowledge
  • Uses innovative tools to complete audit activities more efficiently (e.g., testing)
  • Support multiple projects using technology and analytic techniques to work effectively and efficiently in a fast-paced environment. 

Required Qualifications:

  • Minimum 5-7 years of internal audit / front office control / compliance / risk management experience with minimum 2-3 years in the banking business
  • Bachelors degree in related field

Desired Qualifications:

  • Knowledge of Global Corporate and Investment Banking businesses (e.g. equity capital markets, debt capital markets, investment banking, corporate banking, leasing etc)
  • Experience with risk and control identification and assessment
  • Experience with coaching less experienced team members

Skills:

  • Analytical Thinking
  • Audit Planning
  • Internal Audit Review
  • Issue Management
  • Risk Management
  • Attention to Detail
  • Automation
  • Business Acumen
  • Project Management
  • Technical Documentation
  • Coaching
  • Critical Thinking
  • Relationship Building
  • Written Communications
  • Knowledge of banking products and processes
  • Familiar with risk and controls in the business mentioned
  • Analytical skills
  • Makes sound judgement regarding gaps and risks associated
  • Stakeholder engagement and communication skills

Job Tags

Bank staff, Remote job,

Similar Jobs

Triangle

Loan Officer Job at Triangle

 ...Job Description Job Description Job Title: Loan Officer Location: Remote Department: Loan Management Solutions Employment Type: 1099 Contract Compensation: 7% commission on net revenue generated Work Schedule: Monday to Friday, 9 AM - 5 PM Eastern Time... 

ServiceMaster

Copywriter Job at ServiceMaster

 ...including 2 floating holidays ~ Career growth and advancement Copywriter Responsible for the evolution of sales for products/brands...  ...Conducts research and develops expertise in the brand Uses SEO and content development knowledge to create digital content... 

Jobot

Senior Tax Accountant Job at Jobot

 ...Join our dynamic firm in Paoli, PA! Grow your public accounting career with diverse opportunities and flexible work-life balance. This Jobot Job is hosted by: Eric Kee Are you a fit? Easy Apply now by clicking the "Apply" buttonand sending us your resume. Salary... 

NYC Health + Hospitals

Nurse Educator- Level II-Critical Care Job at NYC Health + Hospitals

 ...Description Purpose of Position: Under direction, implements, monitors, evaluates, and participates in the development of nursing educational programs, including nursing orientation programs, and other developmental activities in an assigned health care setting.... 

NuVision Auto Glass - Florida

Customer Service - Immediate Hire Job at NuVision Auto Glass - Florida

**Immediate Interviews available for Entry Level positions** Customer Service skills and experience are wanted for an entry level Sales and Customer Service Associate Position...  ...model of the past. All new employees are hired into an entry-level role and advancement is...